SEBI mandates all RIA’s to display the complaint status on the website as shown below. Investors can first contact the intermediary in case of complaints in our case through contact us page. the SEBI ‘SCORES’ website that facilitates investors in logging any complaints against listed companies or intermediaries can be accessed here: https://scores.gov.in/scores/Welcome.html
Data as of last month : March 2025
S. No.
Received From
Pending as of last month
Received
Resolved*
Total Pending#
Pending >3 months
Avg. Resolution Time^
1
Directly from Investors
0
0
0
0
0
0
2
SEBI – Scores
0
0
0
0
0
0
3
Other Sources
0
0
0
0
0
0
Trend of monthly disposal of complaints
S. No.
Month
Carried forward from previous month
Received
Resolved*
Pending#
1
Jan 2025
0
0
0
0
2
Feb 2025
0
0
0
0
3
Mar 2025
0
0
0
0
4
Apr 2025
0
0
0
0
5
May 2025
0
0
0
0
6
June 2025
0
0
0
0
7
July 2025
0
0
0
0
8
Aug 2025
0
0
0
0
9
Sep 2025
0
0
0
0
10
Oct 2025
0
0
0
0
11
Nov 2025
0
0
0
0
12
Dec 2025
0
0
0
0
Total
0
0
0
0
Trend of annual disposal of complaints
S. No.
Year
Carried forward from previous month
Received
Resolved*
Pending#
1
2019-2020
0
0
0
0
2
2020-2021
0
0
0
0
3
2021-2022
0
0
0
0
4
2022-2023
0
0
0
0
5
2023-2024
0
0
0
0
6
2024-2025
0
0
0
0
Total
0
0
0
0
*Inclusive of complaints of previous months/years resolved in the current month/year | ^ Time in days | # Inclusive of complaints pending as on last day of the month/year
Annual Compliance Disclosure
disclosure with respect to compliance with annual compliance audit requirement under regulation 19(3) of SEBI (Investment Advisers) Regulations, 2013 for the previous and current financial year are as under:
