Regulatory Complaints Disclosure

SEBI mandates all RIAs to display the complaints status on the website as shown below. Investors can first contact the intermediary in case of complaints, in our case through the contact us page. The SEBI ‘SCORES’ website https://scores.gov.in/ facilitates investors in logging any complaints against listed companies or intermediaries.

Disposal of complaints current month:

Received FromPending- last monthReceivedResolvedTotal pendingPending > 3MAvg. resolution time
Investors000000
SEBI Scores000000
Other Sources000000
Grand Total000000

Disposal of complaints Monthly

MonthCarried forwardReceivedResolvedPending
Jan-20230000
Feb-20230000
Mar-20230000
Apr-20230000
May-20230000
Jun-20230000
Jul-20230000
Aug-20230000
Sep-20230000
Oct-20230000
Nov-20230000
Dec-20230000
Grand Total0000

Disposal of complaints Annual

YearCarried forwardReceivedResolvedPending
2019 – 20200000
2020 – 20210000
2021 – 20220000
2022-20230000
Grand Total0000

Disclosure with respect to compliance with Annual compliance audit requirement under Regulation 19(3) of SECURITIES AND EXCHANGE BOARD OF INDIA (INVESTMENT ADVISERS) REGULATIONS, 2013 :

Sr. No.Financial YearCompliance Audit StatusRemarks, If any
1FY 2020-21Conducted –
2FY 2021-22Conducted –
3FY 2022-23Conducted