Here are the regulatory disclosures required to be displayed
SEBI Investor Charter
To facilitate investor awareness, SEBI has created an ‘Investor Charter’ pertaining to Investment Advisers, displayed below for your reference.
SEBI Registration
Investment Adviser Details:
Name: Suman Shandil | RIA No: RIA – INA100013205 | Reg. Type: Individual | Validity: Perpetual | Reg. address: WZ-37, THIRD FLOOR, ASALATPUR JANAKPURI, NEW DELHI, NATIONAL CAPITAL TERRITORY OF DELHI, 110058 | Phone: 9310979787, 7011134500
Compliance email ID– shandil910@gmail.com| Phone: 9310979787
SEBI regional office:
Nothern Regional Office, NBCC Complex, Office Tower-1, 8th Floor, Plate B, East Kidwai Nagar, New Delhi – 110023.
Telephone : +91 -11- 69012998, email: sebinro@sebi.gov.in
Regulatory Complaints Disclosure
SEBI mandates all RIAs to display the complaints status on the website as shown below. Investors can first contact the intermediary in case of complaints, in our case through the contact us page. The SEBI ‘SCORES’ website https://scores.gov.in/ facilitates investors in logging any complaints against listed companies or intermediaries.
Disposal of complaints current month:
| Received From | Pending- last month | Received | Resolved | Total pending | Pending > 3M | Avg. resolution time |
| Investors | 0 | 0 | 0 | 0 | 0 | 0 |
| SEBI Scores | 0 | 0 | 0 | 0 | 0 | 0 |
| Other Sources | 0 | 0 | 0 | 0 | 0 | 0 |
| Grand Total | 0 | 0 | 0 | 0 | 0 | 0 |
Disposal of complaints Monthly
| Month | Carried forward | Received | Resolved | Pending |
| Jan-2024 | 0 | 0 | 0 | 0 |
| Feb-2024 | 0 | 0 | 0 | 0 |
| Mar-2043 | 0 | 0 | 0 | 0 |
| Apr-2024 | – | – | – | – |
| May-2024 | – | – | – | – |
| Jun-2024 | – | – | – | – |
| Jul-2024 | – | – | – | – |
| Aug-2024 | – | – | – | – |
| Sep-2024 | – | – | – | – |
| Oct-2024 | – | – | – | – |
| Nov-2024 | – | – | – | – |
| Dec-2024 | – | – | – | – |
| Grand Total | 0 | 0 | 0 | 0 |
Disposal of complaints Annual
| Year | Carried forward | Received | Resolved | Pending |
| 2019 – 2020 | 0 | 0 | 0 | 0 |
| 2020 – 2021 | 0 | 0 | 0 | 0 |
| 2021 – 2022 | 0 | 0 | 0 | 0 |
| 2022-2023 | 0 | 0 | 0 | 0 |
| 2023-2024 | 0 | 0 | 0 | 0 |
| Grand Total | 0 | 0 | 0 | 0 |
“Disclosure with respect to compliance with Annual compliance audit requirement under Regulation 19(3) of SECURITIES AND EXCHANGE BOARD OF INDIA (INVESTMENT ADVISERS) REGULATIONS, 2013 :
| Sr. No. | Financial Year | Compliance Audit Status | Remarks, If any |
| 1 | FY 2020-21 | Conducted | – |
| 2 | FY 2021-22 | Conducted | – |
| 3 | FY 2022-23 | Conducted | – |
Principal Officer/Compliance Manager: Ms. Suman Shandil, Contact No: 91 93109 79787, Email: shandil910@gmail.com
Grievance Officer Details: Ms. Suman Shandil, Email:shandil910@gmail.com, Contact 9310979787